-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U6CLVLArs3Alc79oLSUFUvUk3Csg6rGINcugL86bFlYYeBr1j8MI6fiubadZ6Lra E+9rocoxsW6lVktO9WzY4w== 0001047469-99-006203.txt : 19990217 0001047469-99-006203.hdr.sgml : 19990217 ACCESSION NUMBER: 0001047469-99-006203 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NN BALL & ROLLER INC CENTRAL INDEX KEY: 0000918541 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 621096725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49851 FILM NUMBER: 99542277 BUSINESS ADDRESS: STREET 1: 800 TENNESSEE RD CITY: ERWIN STATE: TN ZIP: 37650 BUSINESS PHONE: 6157439151 MAIL ADDRESS: STREET 1: 800 TENNESSEE RD CITY: ERWIN STATE: TN ZIP: 37650 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ENNEN RICHARD D CENTRAL INDEX KEY: 0000939501 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: TN FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 800 TENNESSEE RD CITY: ERWIN STATE: TN ZIP: 37650 BUSINESS PHONE: 8037576423 MAIL ADDRESS: STREET 1: 800 TENNESSEE ROAD CITY: ERWINQ STATE: TN ZIP: 37650 SC 13G/A 1 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* NN BALL & ROLLER, INC. - ------------------------------------------------------------------------------ (Name of Issuer) COMMON STOCK, Par Value $.01 Per Share - ------------------------------------------------------------------------------ (Title of Class of Securities) 629305103 ------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------------------------------- ---------------------------------- CUSIP No. 629305103 13G - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON RICHARD D. ENMEN - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 2,843,420 SHARES ---------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH ---------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 2,843,420 WITH ---------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,843,420 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 19.2% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILING OUT! Item 1(a) Name of Issuer NN Ball & Roller, Inc. Item 1(b) Address of Issuer's Principal Offices 800 Tennessee Road Erwin, TN 37650 Item 2(a) Name of Person Filing Richard D. Ennen Item 2(b) Address of Principal Business Office or, if none, Residence 800 Tennessee Road Erwin, TN 37650 Item 2(c) Citizenship United States Item 2(d) Title of Class of Securities Common Stock, par value $.01 per share Item 2(e) CUSIP Number 629305103 Item 3 This statement is not filed pursuant to Rule 13d-1(b) or 13d-2(b). Item 4 Ownership (a) Amount beneficially owned: 2,843,420 (b) Percent of class: 19.2% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 2,843,420 (ii) shared power to vote or to direct the vote: 2,843,420 (iii) sole power to dispose or to direct the disposition of: 2,843,420 (iv) shared power to dispose of to direct the disposition of: 0 Item 5 Ownership of Five Percent or Less of a Class NOT APPLICABLE Item 6 Ownership of More than Five Percent on Behalf of Another Person NOT APPLICABLE Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company NOT APPLICABLE Item 8 Identification and Classification of Members of the Group NOT APPLICABLE Item 9 Notice of Dissolution of Group NOT APPLICABLE Item 10 Certification NOT APPLICABLE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1999 ---------------------------------- Date /s/Richard D. Ennen ---------------------------------- Signature Richard D. Ennen ---------------------------------- Name -----END PRIVACY-ENHANCED MESSAGE-----